-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBPgSG8iqk4JuiM+jD8YxA/jLwIQfwqCGSyrOLYZtGwai6l+l7EmebomNxpEsyYK KUpfHbl4PKk1lbUsNRF8MQ== 0001047469-04-012933.txt : 20040421 0001047469-04-012933.hdr.sgml : 20040421 20040421172455 ACCESSION NUMBER: 0001047469-04-012933 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040421 GROUP MEMBERS: GREENWOOD CAPITAL LIMITED PARTNERSHIP GROUP MEMBERS: GREENWOOD INVESTMENTS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL ELECTRONICS INC CENTRAL INDEX KEY: 0000717751 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 042654231 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41233 FILM NUMBER: 04746212 BUSINESS ADDRESS: STREET 1: 427 TURNPIKE ST CITY: CANTON STATE: MA ZIP: 02072 BUSINESS PHONE: 6178215566 MAIL ADDRESS: STREET 1: 427 TURNPIKE STREET CITY: CANTON STATE: MA ZIP: 02021 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TANNENBAUM STEVEN CENTRAL INDEX KEY: 0001121942 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 125 COUNTRY CLUB ROAD CITY: NEWTON STATE: MA ZIP: 02459 BUSINESS PHONE: 6179645636 MAIL ADDRESS: STREET 1: 125 COUNTRY CLUB ROAD CITY: NEWTON STATE: MA ZIP: 02459 SC 13G/A 1 a2134400zsc13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)(1) International Electronics, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 459436507 -------------------------------------------------------- (CUSIP Number) April 14, 2004 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 459436507 13G/A Page 2 of 9 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only). Steven Tannenbaum - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization U.S.A - ------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power Beneficially Owned by Each Reporting Person 0 With ---------------------------------------------------- 6. Shared Voting Power 0 ---------------------------------------------------- 7. Sole Dispositive Power 0 ---------------------------------------------------- 8. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- CUSIP No. 459436507 13G/A Page 3 of 9 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only). Greenwood Capital Limited Partnership - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Massachusetts - ------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power Beneficially Owned by Each Reporting Person 0 With ---------------------------------------------------- 6. Shared Voting Power 0 ---------------------------------------------------- 7. Sole Dispositive Power 0 ---------------------------------------------------- 8. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN - ------------------------------------------------------------------------------- CUSIP No. 459436507 13G/A Page 4 of 9 Pages - ------------------------------------------------------------------------------- 1. Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only). Greenwood Investments, Inc. - ------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3. SEC Use Only - ------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Massachusetts - ------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power Beneficially Owned by Each Reporting Person 0 With ---------------------------------------------------- 6. Shared Voting Power 0 ---------------------------------------------------- 7. Sole Dispositive Power 0 ---------------------------------------------------- 8. Shared Dispositive Power 0 - ------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 0 shares - ------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - ------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 0% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO - ------------------------------------------------------------------------------- CUSIP No. 459436507 13G/A Page 5 of 9 Pages ITEM 1. (a) Name of Issuer International Electronics, Inc. -------------------------------------------------------------------- (b) Address of Issuer's Principal Executive Offices 427 Turnpike Street Canton, Massachusetts 02021 -------------------------------------------------------------------- ITEM 2. (a) Name of Person Filing Steven Tannenbaum is the president of Greenwood Investments, Inc. ("GI"), which is the general partner of Greenwood Capital Limited Partnership ("GCLP"). The above persons have agreed that this Schedule may be filed by Steven Tannenbaum on behalf of all of them jointly pursuant to Rule 13d-1(k)(1). A copy of such agreement is attached as an Exhibit to this Schedule. -------------------------------------------------------------------- (b) Address of Principal Business Office or, if none, Residence The address for each of Steven Tannenbaum, GI and GCLP is 68 Harvard Street, Third Floor, Brookline, MA 02445. -------------------------------------------------------------------- (c) Citizenship The jurisdiction of organization of GI and GCLP is Massachusetts. Mr. Tannenbaum is a United States citizen. -------------------------------------------------------------------- (d) Title of Class of Securities Common Stock, $.01 par value per share -------------------------------------------------------------------- (e) CUSIP Number 459436507 -------------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) or 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: N/A (a) / / Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) / / Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) / / An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); CUSIP No. 459436507 13G/A Page 6 of 9 Pages (f) / / An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 0 shares -------------------------------------------------------------------- (b) Percent of Class: 0% -------------------------------------------------------------------- (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 0 ------------------------------------------------------------- (ii) Shared power to vote or to direct the vote 0 ------------------------------------------------------------- (iii) Sole power to dispose or to direct the disposition of 0 ------------------------------------------------------------- (iv) Shared power to dispose or to direct the disposition of 0 ------------------------------------------------------------- The reporting persons disposed of all shares beneficially owned by them through sales that occurred from April 14, 2004 through April 19, 2004. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A CUSIP No. 459436507 13G/A Page 7 of 9 Pages ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No. 459436507 13G/A Page 8 of 9 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 21, 2004 -------------------------------------- (Date) /s/ Steven Tannenbaum -------------------------------------- (Signature) Steven Tannenbaum -------------------------------------- (Name/Title) CUSIP No. 459436507 13G/A Page 9 of 9 Pages AGREEMENT The undersigned hereby agree that this Schedule 13G/A to which this Agreement is attached may be filed on behalf of Greenwood Capital Limited Partnership, a Massachusetts limited partnership, Greenwood Investments, Inc., a Massachusetts corporation, and Steven Tannenbaum, a United States citizen. Dated: April 21, 2004 Greenwood Capital Limited Partnership By: Greenwood Investments, Inc., its general partner By: /s/ STEVEN TANNENBAUM ------------------------------------------ Name: Steven Tannenbaum Title: President Greenwood Investments, Inc. By: /s/ STEVEN TANNENBAUM ---------------------------------- Name: Steven Tannenbaum Title: President /s/ STEVEN TANNENBAUM - --------------------------------- Steven Tannenbaum -----END PRIVACY-ENHANCED MESSAGE-----